345 Park Avenue, 10154-0)04 New York, NY. USA Tel .11212)454-2173 Fax +1(646>B63-9811 Mobi Ema anio-I4-cr ?e.' form. Andrea Tapia--06/06:20 I 4 09:14:46 AM—Classification For internal use only From: AmittaTapiaktlAbconK4DBCOEX To: Chip Packard/db/dbcotnaBAntricas. Date: 06/06/2014 09:14 AM Subject: Client Tiering III Classification: For internal use only Hi Chip, RV spoke to me about the client tiering exercise that needs to be completed for the Client Advisory Board. To my understanding, the Platinum Client list has been suggested but several more clients need to be identified since Roelfien and Jerry are looking for 50 clients from WM. If you haven't already done so, do you want to leverage the top 10 relationships for the 4 teams I sent you yesterday? Let me know if you want to discuss. Andrea Andrea Tapia Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 24th Floor New York, NY 10154 Tel. +1(212)454-7354 Mobil Email Securities offered through Deutsche Bank Securities Inc. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0122196 CONFIDENTIAL SONY GM_00288380 EFTA01460729