Subject: RE: A/C# From: Stewart Oldfield Date: Tue, 20 Nov 2018 15:10:00 To: Lisa-M Ramos Cc: Michael Coomb-Smith Bradley Gillin Richard Iarossi - (SBL Pending) Revised SBL November 1, 2018 -0500 That is the right address. We can add 4th floor if necessary. Same client. Same address From: Lisa-M Ramos Sent: Tuesday, November 20, 2018 2:45 PM To: Stewart Oldfield Cc: Michael Coomb-Smith Bradle Gillin ; Richard Iarossi Subject: RE: A/C# - (SBL Pending) Revised SBL November 1, 2018 Account does not have any returns I have attached two of the return items for the mail for account Please provide and address that we can send them to {https://brandportal.intranet.db.com/img/modules/logo.gif} Lisa Ramos Assistant Vice-President I WM Operations Americas I Team Lead, Document Management Deutsche Bank Wealth Management 1 345 Park Ave, New York, NY, 10154-0001, USA EFTA01403403

Tel. I Email https://mydb.intranet.db.com/groups/wm-operations-us From: Stewart Oldfield Sent: Monday, November 19, 2018 6:59 PM To: Lisa-M Ramos Cc: Michael Coomb-Smith ; Richard Iarossi Subject: RE: A/C# - (SBL Pending) Revised SBL November 1, 2018 ; Bradley Gillin Client thinks these statements should be fine as is. Are the account statements being returned as well? Same client, same address, although the account address specifies 4th floor . . . Let me know what else we need to do here. Thanks From: Lisa-M Ramos Sent: Monday, November 05, 2018 11:56 AM To: Stewart Oldfield Cc: Michael Coomb-Smith ; Richard Iarossi Subject: RE: A/C# - (SBL Pending) Revised SBL November 1, 2018 ; Bradley Gillin Stewart Thank you for getting back to me I will hold off until hearing from you EFTA01403404

Lisa From: Stewart Oldfield Sent: Monday, November 05, 2018 11:53 AM To: Lisa-M Ramos Cc: Michael Coomb-Smith ; Richard Iarossi Subject: RE: A/C# - (SBL Pending) Revised SBL November 1, 2018 >; Bradley Gillin Lisa, The account address has not changed. Let me sort out why we are getting the statements returned. Might be a mail room issue at the client's building. Thanks From: Lisa-M Ramos Sent: Monday, November 05, 2018 10:14 AM To: Stewart Oldfield Cc: Michael Coomb-Smith Subject: RE: A/C# - (SBL Pending) Revised SBL November 1, 2018 I have checked the system and the address for the below account has not been updated the account will be put in SBL by EOD EFTA01403405