Subject: FW: February 2015 AML/KYC Escalation Reports [I] From: Kimberly Hart ‹ > Date: Tue, 17 Mar 2015 09:14:55 -0400 To: Andrea Tapia ‹ > Classification: For internal use only Kimberly Managing Deutsche Deutsche 345 Park Tel. Fax Mobile Email Hart Director Bank Trust Company Americas Asset & Wealth Management Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. From: Melisa Venegas Sent: Monday, March 02, 2015 4:36 PM To: Andrew Gallivan; Kimberly Hart; Michael-J Davis; Michael S Jacoby Cc: Armen Brash Subject: February 2015 AML/KYC Escalation Reports [I] Classification: For internal use only All, Included below is the monthly AML/KYC escalation report for overdue and coming due items. Please review and address accordingly. Thank you. Regards, EFTA01399449

Melisa Venegas Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 60 Wall Street, 10005-2836 New York, NY, USA Tel.: Fax.: Email EFTA01399450