Account Title and JoiritAtiphiittion Infoniietieri Southern Financial LCD • .• •.• • .• • • . • Name 09 Actclearritle . - • ' - • " :r _. - • "`' ." — 1"*"."" - ::10iht AtoliSsei ' nams;,middle initialier Business •gastnaine, first name, middle initial) , . ... . . .. 4 ' t ri v :MI:ailair Taapayer ID Woman+. Social Sectoly Nemtel or Taxftbies ID Numbs I filitliatUAldriCAlaitlitr BS • • Addissi 'Home Telephone Nimentr vsiness erne Saimaa :Address' Not applicable .0080i..1—• • Crty,:State and Zip Coda' NM* of. &Vie* • Addressi .Proc, eNumber lie4s ilipo‘nk . _ . • • • • • • • . • • • • • • City..Stateendgm Code. aralkstme • Address • Notice.oftustomer lifentitiOation.POW . . . • • Important Information . . . To help the government flghe thaftinding of terrorism and money laundering activities, Federal law MOUires all financial institutions to obtain. Ority..end'nfooid infOrrnetion that identifies each person ',Who establishes en account. investment er other Mainers relationship with a fir-tangier institution. This means that we will ask for your name, address and other 'information that will allow us to identity you: We may. also ask see identifying documents such as a certificate of: formation or good standing (legal-entities) or a pessisCat toothy Photo identification (indiVideals). :3ratu thence GoVernrnontal rules haim also broadened the. scope:of the. Bank's obligations to aidin the fight against-money laundering and teireilstlinencing;:these rules calttoran active.lnirolvement of both asset management firms and their chants. For new and existing clients we currently have a legal obligation to ask our customers questions regarding their identities: addresses. sourve of funds and, if necessary, legal representatives. authorized aignatories, benellaial owners or control structures and to collect requisite documentatIontosithstentiaterhe information: Also, enhaneed end-moneylaundering reqUirenienta require that should any of the above personal or institutional int onnefien ehappei. Our clientswOuld be ' ohligeeitoirnmedirrielY ca .& :the Changelll and084‘rithi.us fOtOYalic.thiStunke*Oht* verify the changes. • • Telephone, Facsimile-or Email InstructiOnS . . By Signing tielow. you agree that from time to time you May give initructiona by:telephone,.fecsimile or email regarding the ebove captioned accounts) (defined herein as 'Verbal Instructions,. his undiustood that the Ask of Verbal InstruCtions being given by parson Or persons portioned to be You is your own. Absent the gross negligence or willful misConduct.of.Deutche.eink Trust Company Americas (DBTCA), you:agree to indemnify and hold harmless DBTCA-for anyellima, losses, expenses; Wife°, attorneys' fees resulting front :DEtTCA'S acting uptiOsuch misunderstood'and unatAtiorized Verbal Instructions.- y9u understand that DBTC.A.may, Out shall. be:required is!,Seak yerifiCetiOn:of your • verbal facsimile or email instructions by tail back. In case of doubt, DBTCA may, in its sole,discreilon refuse to Caliente your Verbal-Instructions or any pan thereof; without incurring ernillabilihr,.Ducis is under no obligation:toeicecuie your • Verbal Inseirctioneto transfer funds or securities to any ricceundawhhein Written. instructions bearing your :o . rlpiha . signature. • .City, Sunward 21g pogo Joint Account Disclosure You haite opened s Pint account with DBYCA add acknowledge receipt of the folloWing information: This deposit and any -additioris to theeccountaliall become-the prOpeny of eaCh-Owner as joint tenants, and OBTCA may rekiasethe entire account teeny owner during the lifetime of all miners: DBTCA may honor checks, orders Or Withdrawal naQuelPS POW any owner during the lifetime of all owners. The Barik may be required by service of tegid protessbirenth funds .held in. theloint accoum to satisfy a Judgment entered against, or other valid debt incurred by.lany owner of the account. DBTCA May honer check& orders or NrithdraINAl requests Iroth. the survivors) offer the death of•any owners) and may treat the account as the sole propenyof the survivors) altar. the death-of any owner(s). Unless DBTCA receives Writterinetice • signed by any owner not to pay ric.ditinfer any joint deposit or addition0i accrual, DATCA shall not be liable to any Owner -for continuing to !loath checks: orders or withdrawal requests from any owner. After thisreceiM of the nuticistiferfeel 10 in the:previous sentence, DBTCA-may. require' the written airthorization.ol any a all joint ownersifer anyhether Payinehie or deliVeries. 13AWM4101 013959.(02o13 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0097915 CONFIDENTIAL SDNY_GM_00244099 EFTA01392655