UBS July 10, 2020 VIA E-MAIL AUSA, Alison Moe Southern District of New York One Saint Andrew's Plaza New York, NY 10007 Email: UBS Group AG Legal-SLG Group Jezebel Diaz metatitailmsom Re: Grand Jury Subpoena Issued to UBS Financial Services Inc. dated June 29, 2020 — Ghislaine Maxwell, et at Our Matter No.: 43581909-2020-1037 Dear Ms. Moe: On behalf of UBS Financial Services, Inc. ("UBS"), this letter is in response to the Grand Jury Subpoena dated June 29, 2020 in which information and documentation with respect to the matter referenced above was requested. Enclosed please find a WinZip file containing the items described within: Account Records Account Number Description of Documents XX X5I72 Account Opening Documents and Accounts Statements UBS requests that, unless otherwise required by law or court order, the enclosed documents be kept confidential and not disclosed to any third party outside the context of the above referenced legal proceeding. UBS also requests advance notice of any decision to disclose any of the documents provided pursuant to this request. The WinZip file is password protected. Please use WinZip to unzip and view the documents. Please email me at * ri upon receipt for the necessary password. If you have any questions, please feel free to contact me. Sincerely, 4Uh afit t l) Jezebel Diaz Paralegal cc: AUSA, Alex Rossmiller; Maurene Comey; UBS Finandal Strikes Inc. is a subsidiary of UBS AG CONFIDENTIAL SDNY_GM_00010164 EFTA01597827