Confidential Due Diligence Report Our searches revealed the following: Max Foundation • Company records search revealed records found. Tax ID confirmed Address confirmed • Corporate records search revealed records found. State of domicile: confirmed • Other databases (RDC/MIS) revealed no records found. • Internal database search revealed no records found. • State court searches revealed no records found. • Federal court searches revealed no records found. • Publications revealed nothing derogatory. • Regulatory sanctions search revealed no records found. • FINRA/NFA database searches revealed no records found. • A search of OFAC did not reveal any matches. Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. [ FILENAME ] [ PAGE ] Confidential Treatment Requested by JPMorgan Chase JPM-SDNY-00062361 EFTA01582792