JPMorgan Chase Bank, N.A. 270 Park Avenue, New York, NY 10017-2014 CHISLAINE MAXWELL IRA For the Period 9/1/12 to 9/30/12 Asset Account .1./' Morgan ream Table of Contents Page Paul I',1orris Banker 212/464-0701 Account Summary 3 Jason Bell Investment Specialist 212/464-2084 Holdings Janet Young Client Service Team 800/6341318 Cash & Fixed Income 5 Gina Magliocco Online access Client Service Team wwwipmorganonline.com Portfolio Activity 7 Please see disclosures located at the end of this statement package for important Information relating to each J.P.Morgan account(s). J.P.Morgan Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At June 30. 2012, JPMS LLC's net capital of $11.8 billion exceeded the minimum regulatory net capital requirement of $1.4 billion by $10.3 billion. JPMCC's net capital of $7.3 billion was approximately 7.5% of aggregate debit items and exceeded the minimum regulatory net capital requirement of $2.0 billion by $5.3 billion. Complete copies of JPMS LLC's and JPMCC's individual unaudited Statement of Financial Condition may be obtained, at no cost, by accessing the following JPMorgan Chase & Co website address: http://investor.shareholdeccomiipmorganchase/financial- condition.cfm Additionally, you may call the following toll-free phone number to request a hard copy of the statement: 1.866576-1300. 0000015833 15 0 150X01 WOMEN 20121002 Page 1 of 8 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00051466 SDNY_GM_00320664 EFTA01523754