From: Ian Salters Sent: 2/26/2019 8:34:44 AM To: Rosema Vrablic ; Sean Jules • Eva Pace • Stewart Oldfield CC: Subject: Ian Salters Closed account II] Classification: For Internal use only Dear All ; Russell Daulton ;Joshua Shoshan Brian P Conve • Bradle Gitlin ; Xavier Avila Douglas Robertson As part of a Brexit KYC review, we noticed the below clients may have previously contemplated trading with GM (derivatives), but do not have any KYC in place. My question is whether these account be closed process as part of our clean up exercise. Please let me know your thoughts. WM Client Name WM Contact/ RM Updated 509 Madison Avenue Associates LP Cascade Investment LLC CHARLES M VON ARENTSCHILDT TR UAD 04/19/12 CHARLES & MEREDITH TTEES Heritage Investing Inc James E Ferrell Revocable Trust Two JOHN R MILLER ENTERPRISES LLC Mantiqueira Overseas Meister, Keith A PETER FINE Robert L Allbritton Robert Lewis Allbritton 1996 Trust SOUTHERN FINANCIAL LLC Southern Trust Company Inc The Shenandoah 20O8 Trust Kind regards. Ian Salters li Ian Salters CCX) Americas - Institutional Wealth Partners Rosemary Vrablic Russell Daulton Bradley Gillin Jimmy Benzaquen Sean Jules (RM) Josh Shoshan (KCP) Xavier Avila Eva Pace Rosemary Vrablic (RM) Josh Shoshan (KCP) Brian Convey Douglas Robertson Douglas Robertson Stewart Oldfield Stewart Oldfield Rosemary Vrablic (RM) Josh Shoshan (KCP) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0073394 CONFIDENTIAL SDNY_GM_00219578 EFTA01376925