GHISLAINE MAXWELL-HY ACCT. For the Period 5/1/13 to 5/31/13 Trade Date Type Settle Date Selection Method Description Per Unit Reated Quantity Amount Proceeds Tax Cost Gain/Loss Settled Sales/Maturities/Redemptions 5/13 Sale US STEEL CORP SR NOTES 7 3/8% APR 01 2020 DTD (1,000.000) 107.00 1,070.00 (1.043.75) 26.25 L 5/16 High Cost 03119/2010 (12 107.00 MORGAN STANLEY 8 CO. LLC (ID: 912909-AF-5) Total Settled Sales/Maturities/Redemptions $29,981.68 ($30,192.60) Trade Date Description Quantity Per Unit Amount Market Cost Settle Date Type Settled Securities Purchased 4/30 Purchase MARKWEST ENERGY PART FIN 63/4% NOV01 2020 DM 5,000.000 112.00 (5.600 00) ' 5/3 11/02/2010 e 112.00 SEAPORT GROUP SECURITIES, LLC (ID: 570506-AM-7) 5/7 Purchase HOLOGIC INC 6.250% 08/01/2020 DTD 03/22/2013 @ 2,000.000 109.825 (2,192.50) 5110 109.625 FIRST UNION CAPITAL MARKETS (ID: 436440-AF-8) 5/14 Purchase ROYAL BK SCOTLND GRP PLC 6.125% 12/15/2022 DTD 5,000 000 106.802 (5,340.10) 5/17 12/04/2012 e 106.802 MORGAN STANLEY 8 CO. LLC (ID: 780099-CE-5) 5/14 Purchase MGM RESORTS INTL 11.375% MAR 01 2018 DTD 5,000.000 131.50 (6,575.00) 5/17 09/22/2009 @ 131.50 CITIGROUP GLOBAL MARKETS INC/SALOM (ID: 55303Q-AA-6) 5/14 Purchase HOLOGIC INC 8.250% 06/01/2020 DM 03/22/2013 0 2,000.000 109.25 (2,185.00) 5/17 109.25 FIRST UNION CAPITAL MARKETS (ID: 436440•AF-8) JP Morgan (8273.12) L 54220 S Page 25 of 26 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00050742 SDNY_GM_00319940 EFTA01523137