From: Anjali Thadani [[email protected]] Sent: 10/25/2017 4:19:12 PM To: CC: Martin Zeman martin.zeman Xavier Avila Subject: db.comi ; Stewart Oldfield ; Davide-A Sferrazza Chris Maxmin ([email protected] RE: Southern Financial LLC jlj ;Joshua Shoshan Ellenoi Jarvis [[email protected]; Classification: For Internal use only Martin, you're good to trade non-margin from a regulatory perspective. Please reach out to Chris, cc'd above, for next steps in the trade process. Thanks. Anjali Thadani Deutsche Bank, Wealth Management From: Martin Zeman Sent: Wednesday, October 25, 2017 3:34 PM To: Anjali Thadani <an'[email protected]> Cc: Xavier Avila >; Stewart Oldfield < >; Davide-A Sferrazza < Subject: Southern Financial LLC [I) Classification: For Internal use only Anjali, >; Joshua Shoshan Can you please confirm that Southern Financial has all the paperwork in order allowing them to trade? They are pressing us for an answer. Thanks Martin CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0084590 CONFIDENTIAL SDNY_GM_00230774 EFTA01384420