CHISLAINE MAXWELL-HY ACCT. For the Period 9/1/12 to 9/30/12 Trade Date Est. Settle Date Type Description Per Unit Quantity Amount Market Cost Pending Securities Purchased 103.75 9/28 Purchase ROYAL BANK SCOTLAND GRP PLC 5.05% JAN 08 2015 (2,075.00) 10f3 DTD 12/08/2004 (ID: 780097-AP-8) 2,000.000 Total Pending Securities Purchased J.P. Morgan (54,143.25) Page 24 of 24 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00050509 SDNY_GM_00319707 EFTA01522919