GHISLAINE MAXWELL-HY ACCT. For the Period 10/1/I1 to loam' Type Description Quantity Amount Settle Date Selection Method Cost Interest Purchased 10/31 Accrued Int Paid NIELSEN FINANCE LLC/CO 73/4% OCT 15 2018 DTD 04/15/2011 4) 110.25 BROADPOINT CAPITAL TRADE DATE 10/28/11 (ID: 654090-AY-8) 0.00 (6 89) TRADE ACTIVITY Note: S indicates Short Term Realized Gain/Loss Trade Date Type Description Quantity Per Unit Amount Proceeds Tax Cost Realized Gaintoss Se w Selection Method Settled Sales/Maturities/Redemptions 10/17 Sale 10/20 High Cost SPRINT CAPITAL CORP 6.90% MAY 1 2019 DTD 5/6/99 fa 85.75 MLPFS INC/FIXED INCOME (ID: 852060-AG-7) (6.000.000) 85.80 5,145.00 03.240.00) (1.095.00) 10/18 Sale 10/21 High Cost SPRINT CAPITAL CORP 6.90% MAY 1 2019 DTD 5099 85.75 MLPFS INC/FIXED INCOME (ID: 852060-AG-7) (14,000.000) 85.80 12,005.00 (14.560.00) (Z555.00) S 10/19 Sale 10/24 High Cost US STEEL CORP SR NOTES 73/8% APR 01 2020 DTD 03/19/2010 93.25 OPPENHEIMER & CO. INC. (ID: 912909-AF-5) (5.000.000) 93.30 4,862.50 (5218.75) (556.25) S Total Settled Sales/Maturities/Redemptions $21.812.50 ($28,018.75) ($4,206.25) S Trade Date Description Quantity Per Unit Amount Market Cost Settle Date Type Settled Securities Purchased (5.205.00) 10/17 Purchase 10/20 SPRINT NEXTEL CORP 6% DEC 1 2016 OTD 11/20/2006 (a 86.75 MLPFS INC/FIXED INCOME (ID: 852061-AD-2) 6.000.000 88.80 J.P.Morgan Page 18 of 19 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00050207 SDNY_GM_00319405 EFTA01522642