1511 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Corporate Action Events N.,t Yet Processed Security Securities Not Yet Received CENTER E CORP DEL COM Total Securities Not Yet Received The above information has been obtained from sources we believe to be reliable. All items are subject to receipt. January 1, 2019 - January 31, 2019 SOUTHERN FINANCIAL LLC Brent Type Bc-DivIdend Ceirlbution Event ID Date Date Ouantily Held Rate Event Guiltily (Caen( Pike Markel Value STOCK SPUT 02107119 02111119 DANDWOOOLZA 15,550.000 1.0000000 15.550.0000 0 0000 0.00 7 ice • Bond Quality Bone Quality %or Bond Market Value Markel Value Percent of Fixed income A 1,676.451.00 7% BA A 6,441,600.00 25% BA! Lower 16,690,696.33 65% Not Rated 843.000.00 3% Total 25,651,747.33 100% 0 20 40 60 80 100 Bond Maturity Schedule Bond Maturity Mr° 6 months El 7 to V months IM 'Ito 5 years j6 to 10 years MOver 10.y.lars Total $0.00 % of Bond Market Value Markel Value 985,000.00 4% 2,857,06313 11% 3,000,000.00 12% 2,956,080.00 12% 15,853,603.50 61% 25,651,747.33 100% Percentages of bond market values are rounded to the nearest whole percentage. Bond quality ratings reflect Moody's or Standard and Poor's ratings. Bonds may be rated by other services. Bonds that are in default are not included Please refer to your Portfolio Holdings section. Your Investment Spedalist ZEN MARTIN ZEMAN 345 PARK AVENUE NEW YORK NY 10 154 forted Informallon Telephone Number. Amount Number N CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL Go paperless mx04.0o7 t.tetivrwf 4 Page 13 of 15 Rated Ewefiere Every Year Since 2007 OMAR MITOCOMPAVNICA71075 EXCELIDKE Cost R through Penabos UM. • wholly ~id subsifurey of The as Ni. Yore Melba Comeration OM Melon) PCISrat LLC. motto( AURA. NYSE SIPC DB-SDNY-0083175 SDNY_GM_00229359 EFTA01383467