CH !SLAIN I•: MAXWELL-HY ACCT For the Period 9/1/I I to 9/30/I Note ' This is the Annual Percentage Yield (APY) which is the rate earned if balances remain on deposit for a full year with compounding, there is no change in the interest rate and all interest is left in the account. Cash & Fixed Income Detail Price Quantity Value Adjusted Tax Cost Unrealized Gain/Loss Est. Annual Income Yield Original Cost Accrued Interest Cash US DOLLAR US Fixed Income AMERICAN GENERAL FINANCE MEDIUM TERM NOTES 5 85% JUN 1 2013 DTD 6/12,2006 02635P-TD-5 B A33 1.00 18,896.50 18,896.50 18.896.50 20,000.00 5.66 0.45 0.03%' 16.09% 85.50 20,000.00 17,100.00 (2,900.00) 1,170.00 390.00 FORD MOTOR CREDIT CO NOTES 7% OCT 1 2013 DTD 9/23/2003 345397-124 BB- /BA2 105.01 10,000.00 10,501.20 10,775.00 (273.80) 700.00 350.00 4.36% VERSO PAPER HLDGS LLC IN 111/2% JUL 01 2014 DTD 01101,2010 92532B-AB-5 BB- /BA? 104.00 25,000.00 26,000.00 26,812.50 (812.50) 2,875.00 718.75 9.79% LENNAR CORPORATION 5.6% MAY 31 2015 DTD 4/28/2005 526057-AS-3 B« /B3 91.00 10,000.00 9,100.00 9,905.00 (805.00) 560.00 186.66 8.51% J.P Morgan Page 5 of 16 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00050174 SDNY_GM_00319372 EFTA01522609