Kind regards, Carlos Garcia From: Carlos-A Garcia On Behalf Of US-CB S-AML Sent: Tuesday, December 23, 2014 8:13 AM To: Carlos-A Garcia Subject: Fw: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I] Classification: For internal use only Fonyarded by Carlos-A Garcialdb/dbcom on 12/23/2014 0612 AM -- Rom: To: Anastasia Pringleidbidbcom. Mark Whyman/db/dbcom, Cc: Date: 12/22/2014 05.42 PM Subject: Re. EDD package for the RID ONB-120902 LKYCUS-3443 Parry name Southern Financial LLC [I) Classification: For Internal Use Only Anastasia, that would be me. What is the issue? httos://ederivatives.db.com/static/disclaimer.html From: Anastasia Pringle Sent: Monday, December 22, 2014 05:23 PM To: US-CB S-AML; Courteney B Fornal; Mark Whyman Cc: Ged Account-Opening; Manikandan Muralidharan Subject: RE: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I] Classification: For Internal use only Courteney/Mark, Who is the head of the business for this request. Thanks Kind Regards. Mrs. Anastasia Pringle Deutsche Bart Securities Inc Client Onboarding Equities 5022 Gate Parlmey, Suite 500, 32256 Jacksonville, FL. USA Tel, + CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0067003 CONFIDENTIAL SDNY_GM_002 13187 EFTA01373025