GHISLAINE MAXWELL- OAP FDG ACCT. For the Period 6/1/13 to 6/30/13 Trade Date Type Est. Settle Date Selection Method Description Per Unit Rotated Quantity Amount Proceeds Tax Cost Gain/Loss Pending Sales, Maturities, Redemptions 6/27 Sale LOCKHEED MARTIN CORP (ID: 539830-10-9) 7/2 (24.000) 106.962 2,566.57 (2,280.15) 286.42 S 6/28 Sale LOCKHEED MARTIN CORP (ID: 539830-10-9) 7/3 (138.000) 108.196 14,928.06 (11,956.80) 1,812.45 L 1,158.81 S Total Pending Sales, Maturities, Redemptions $32.937.47 ($28.012.83) 83,112.19 S $1,812.46 L Trade Date Per Unit Est. Settle Date Type Description Quantity Amount Market Cost Pending Securities Purchased 6/26 Purchase CATERPILLAR INC (ID: 149123-10-I) 69.000 82.239 (5,675.90) 7/1 6/27 Purchase CATERPILLAR INC (ID: 149123-10-1) 141.000 82.931 (11,696.12) 7/2 6/27 Purchase CATERPILLAR INC (ID: 149123-10-1) 7.000 82.905 (580.48) 7/2 6/28 Purchase CATERPILLAR INC (ID: 149123-10-1) 169.000 82.754 (13,98822) 7/3 Total Pending Securities Purchased (831.941.42) JP Morgan Page 14 of 14 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00049949 SDNY_GM_00319147 EFTA01522414