GHISLAINE MAXWELL- OAP FDG ACCT For the Period 10/1/12 to 10/31/12 Trade Date Type Est. Settle Date Selection Method Description Per Unit Rested Quantity Amount Proceeds Tax Cost Gain/Loss Pending Sales, Maturities, Redemptions 10/31 Sale RAYTHEON CO (ID: 755111-50-7) 11/5 (2.000) 56.412 112.77 (83.70) 29.07 L 10/31 Sale RAYTHEON CO (ID: 755111-50-7) (7.000) 56.578 395.90 (292.93) 102.97 L 11/5 Total Pending Sales, Maturities, Redemptions $508.67 ($376.63) $132.04 L Trade Date Est Settle Date Type Descnption Quantity Amount Market Cost Per Unit Pending Securities Purchased 10/31 Purchase PEPSICO INC (ID: 713448-10-8) 11/5 1.000 69.36 (0937) 10131 Purchase STAPLES INC (ID: 855030-10-2) 11/5 12.000 11.507 (138.32) 'oral Purchase XILINX CORP (ID: 983919-10-1) 11/5 1.000 32.746 (32.77) 10/31 Purchase STAPLES INC (ID: 855030.10-2) 11/5 3.000 11.547 (34.70) Total Pending Securities Purchased ($276.16) JP Morgan Page 15 of 15 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00049806 SDNY_GM_00319004 EFTA01522288