GHISLAINE MAXWELL- OAP FDG ACCT For the Period 4/1/12 to 4/30/12 Trade Date Type Quantity Per Unit Amount Proceeds Tax Cost Realized Gain/Loss Est. Settle Date Selection Method Description Pending Sales, Maturities, Redemptions 4/30 Sale PEOPLE'S UNITED FINANCIAL INC (ID: 712704-10-5) 93 (32.000) 12.355 394,41 (388.12) 6.29 S 4/30 Sale PEOPLES UNITED FINANCIAL INC (ID: 712704-10-5) 5/3 (3.000) 12.325 36.91 (36.39) 0.52 S Total Pending Sales, Maturities, Redemptions $2.182.68 ($2.134.63) $49.05 S Trade Date Quantity Per Unit Amount Market Cost Est Settle Date Type Description Pending Securities Purchased 4/26 Purchase THE TRAVELERS COMPANIES INC. (ID: 89417E-10-9) 5/1 5.000 63.897 (319.64) 4/28 Purchase THE TRAVELERS COMPANIES INC. (ID: 89417E-10-9) 5/1 1.000 63.685 (63.72) 4/28 Purchase THE TRAVELERS COMPANIES INC. (ID: 89417E-10-9) 5/1 2.000 63.897 (127.84) 4/28 Purchase THE TRAVELERS COMPANIES INC. (ID: 89417E-10-9) 5/I 2.000 63.90 (127.86) Total Pending Securities Purchased (9839.06) JP Morgan Page 14 of 14 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00049687 SDNY_GM_00318885 EFTA01522193