GHISLAINE MAXWELL- OAP FOC ACCT For the Period 12/1/11 to 12/31/11 TRADE ACTIVITY Note. S indicates Short Term Realized Gain/Loss ' Settled transaction was initiated in prior statement period and settled in current statement period Trade Date Type Description Quantity Per Unit Amount Proceeds Tax Cost Realized Gain/Loss Settle Date Selection Method Settled Sales/Maturities/Redemptions 11/16 12/2 Sale High Cost AIR PRODUCTS & CHEMICALS INC G 84.77 508.63 BROKERAGE 0.18 TAX 8/OR SEC .01 CITATION GROUP/BCC CLRG (ID: 009158-10-8) (6.000) 8.4.74 508.44 (499.07) 9.37 S' 11/17 12/2 Sale High Cost AIR PRODUCTS & CHEMICALS INC (# 81.16 486.94 BROKERAGE 0.18 TAX 8JOR SEC .01 CITATION GROUP/BCC CLRG (ID: 009158-10-6) (6.000) 81.125 486.75 (499.07) (12.32) S' 11/18 12/2 Sale High Cost AIR PRODUCTS & CHEMICALS INC . 81.07 1,215.99 BROKERAGE 0.45 TAX &/OR SEC .02 CITATION GROUP/BCC CLRG (ID: 009158-10-8) (15.000) 81.035 1,215.52 (1,247.69) (32.17) Ss 11/21 12/2 Sale High Cost AIR PRODUCTS & CHEMICALS INC C 79.63 637.06 BROKERAGE 0.24 TAX 8/OR SEC .01 CITATION GROUP/BCC CLRG (ID: 009158-10-8) (8.000) 79.601 636.81 (665.43) (28.62) S. 11/22 12/2 Sale High Cost AIR PRODUCTS & CHEMICALS INC • 79.31 555.17 BROKERAGE 0.21 TAX 8JOR SEC .01 CITATION GROUP/BCC CLRG (ID: 009158-10-8) (7.000) 79.279 554.95 (582.25) (27.30) S' 1123 12/2 Sale High Cost AIR PRODUCTS & CHEMICALS INC (0 77.27 849.96 BROKERAGE 0.33 TAX 8/OR SEC .02 CITATION GROUP/BCC CLRG (ID: 009158-10-8) (11.000) 77.237 649.61 (914.97) (65.36) S. 11/25 12/2 Sale High Cost AIR PRODUCTS & CHEMICALS INC a 77.11 231.33 BROKERAGE 0.09 CITATION GROUP/BCC CLRG (ID: 009158-104) (3.000) 77.08 231.24 (249.54 (18.30) S' 11/28 12/2 Sale High Cost AIR PRODUCTS & CHEMICALS INC C 79.23 950.75 BROKERAGE 0.36 TAX 8/OR SEC .02 CITATION GROUP/BCC CLRG (ID: 009158-10-6) (12.000) 79.198 950.37 (998.15) (47.78) S• J.P.Morgan Page 13 of 15 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00049610 SDNY_GM_00318808 EFTA01522129