CHISLAINE MAXWELL ACCT. For the Period 4/1/14 to 4/30/14 Portfolio Activity Summary - U S Dollar Cost Adjustments Current Period Value Year-To-Date Value' Amortization (1,043.70) (2.601 04) Total Cost Adjustments ($1,043.70) ($2,601.04) • Year to date Information Is calculated on a calendar year basis. •" Your account's standing instructions use a HIGH COST method for relieving assets from your position Portfolio Activity Detail - U S Dollar INFLOWS & OUTFLOWS Settle Date Type Description Quantity Per Una Amount PRINCIPAL INCOME Amount Amount Selection Method Cost 4/1 Municipal Interest MI ST MUNI BOND AUTH ST CLEAN WTR REVOLVING FD 5% OCT 01 2026 DTD 11/02/2006 HEW BY DTC BOOK ENTRY ONLY PAR CALL 10/01/2016 100 (ID: 59455T-PF-3) 50,000.000 0 025 0 419 1.250.00 412 Interest Income JPM CHASE CAPITAL XXIX 6.7% PFD 0.41675 PER SHARE (ID: 48125E-20-7) 2,500.000 1,046.86 4/2 Misc Disbursement TRANSFER TO UBS FINANCIAL SERVICES INC. (3,112,146.98) 4/4 Misc Disbursement INTERNAL TRANSFER OF FUNDS AS REQUESTED AS OF 04/02/14 (459.00) 4111 Foreign Dividend SCHLUMBERGER LTD 60.40 PER SHARE (ID: 806857-10-8) 113.000 0.40 45.20 4/22 Misc Disbursement TRANSFER TO UBS FINANCIAL SERVICES INC. (3.31) J.P.Morgan Page Sof 14 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00049501 SDNY_GM_00318699 EFTA01522036