GHISLAINE MAXWELL ACCT. For the Period 1/1/14 to 1/31/14 Portfolio Activity Detail - U S Dollar INFLOWS & OUTFLOWS Settle Date Type Description Quantity Per Unit Amount PRINCIPAL INCOME Amount Amount Selection Method Cost 1/2 Interest Income DEPOSIT SWEEP INTEREST FOR 12/01/13 - 12/31/13 (0 .01% RATE ON AVG COLLECTED BALANCE OF 82,789,905.59 AS OF 01/01/14 23 25 1/2 Interest Income JPM CHASE CAPITAL XXIX 8.7% PFD O 0.41875 PER SHARE (ID: 48125E-20-7) 2,500.000 0.419 1.046.88 1/10 Foreign Dividend Municipal Interest SCHLUMBERGER LTD 0.3125 PER SHARE (ID: 806557-10-8) 113.000 0.312 35.31 1/15 MA ST HLTH & EDUCTNL FAGS AUTH REVENUE HARVARD UNIV 5% B JUL 15 2032 DTD 08/00/2005 HELD BY DTC BOOK ENTRY ONLY PAR CALL 07/15/2015 @ 100 (ID: 57556C-FWO) 50,000.000 0.025 1,250.00 1/30 Interest Income CIT1GROUP CAPITAL XIII 7 7/8% PFD @ 0.492187 PER SHARE (ID: 173080-20-1) 10,000.000 0.492 4,921.87 1/31 Div Domest SKR S8P 500 ETF TRUST @ 0.98025 PER SHARE (ID: 78462F-10-3) 1,495.000 0.98 1,465.47 Total Inflows & Outflows $8,742.78 JP Morgan Page 17 of 30 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00049406 SDNY_GM_00318604 EFTA01521955