GHISLAINE MAXWELL ACCT For the Period 1/1/14 to I/31/14 Price Quantity Value Adjusted Tax Cost Unrealized Gain/Loss Est. Annual Inc. Yield Onginal Cost Accrued Div. Preferred Stocks CITIGROUP CAPITAL XIII 27 12 10,000.000 271,200.00 261.300.00 9,900.00 19690.00 7.26% 7 7,6% PFD 173080-20-1 C PN NA MA1 COUNTRYWIDE CAPITAL V 25.11 4,200.000 105,482.00 98,778.96 6,683.04 7,350.00 6.97% 7% PFD 1,837.50 222388-20-9 CFC PS JPM CHASE CAPITAL XXIX 25.71 2,500.000 64,275.00 62,500.00 1,775.00 4,187.50 6.51% 61% PFD 48125E-20.7 JPM PC Total Preferred Stocks $440,937.00 $422,578.96 $18,358.04 $31,227.50 7.08% 51.837.50 Concentrated & Other Equity JPMORGAN CHASE & CO 110 43 150,000.000 165 640.50 157,909.17 7,731.33 11,850.00 7.09% VAR RT PFD STK 04/30/2049 2.99535 DID 04/23/2008 46625H-HA-1 BBB MAI JP Morgan Page 7 of 30 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00049396 SDNY GM_00318594 EFTA01521945