GHISLAINE MAXWELL ACCT. For the Period 9/I/B to 9/30/13 Price Quantity Value Adjusted Tax Cost Unrealized Gain, Loss Est. Annual Inc. Yield Original Cost Accrued Div. US Large Cap Equity BANK OF AMERICA CORP 13.80 944000 13,027.20 10,148.85 2.878.36 37.76 0.29% 060506-10-4 MC CITIGROUP INC NEW 48.51 358.000 17,366.58 14,048.52 3,318.06 14.32 0.08% 172967-42-4 C SCHLUMBERGER LTD 88.36 113.000 9 984 68 9,524 04 460,64 141.25 1.41% 806857-10-8 SLB 35.31 SPDR S&P 600 ETF TRUST 168.01 1,495.000 251,174 95 250 407 85 787.10 5.072.53 2.02% 78462F-10-3 SPY 1,252.74 Total US Large Cap Equity $299,641.71 5295,632.66 64,109.16 $5,341.86 1.78% $1.214.06 US Small/Mid Cap Equity GERON CORP 3.35 3,000.000 10,050 00 18,129.32 (8,079.32) 374163-10-3 GERN Non-US Equity RIO UNTO PLC 48.95 3.000 148.86 212.23 (65.37) ISIN GB0007188757 SEDOL 0718875 766994-90-9 BP J.P. Morgan Page 6 of 33 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00049227 SDNY_GM_00318425 EFTA01521799