GHISLAINE MAXWELL ACCT. For the Period 11/1/12 to 11/30/12 Price Quantity Value Adjusted Tax Cost Unrealized Gain/Loss Est. Annual Income Yield Original Cost Acaued Interest US Fixed Income JPM MANAGED RESERVES C 10272.38 7.65 78552.87 80,157.26 (1,604.39) (DIST) - GBP (HEDGED) 051398-91.5 GBP (SHARES MARKIT IBOXX CORPORATE BOND 207.44 105.00 21,781.11 19,023.08 2,758.03 ISIN IE0OBOOFV011 SEDOL BOOFVOI 183.24 461278-91-3 GBP HSBC FINANCE CORP 101.66 100600.00 101.65660 100,030.00 1658.00 zsoozo 2.30% MEDIUM TERM NOTE 2.9% OCT 15 2015 370.50 DTD 10/15/2010 40429X-YB-6 A /BAA GENERAL ELEC CAP CORP 98.13 5080000 49,086.00 45,394.50 3,67130 333.42 1.22% MEDIUM TERM FLOATING RATE NOTE 18.50 MAY 11 2016 DTD 05/11/2007 38962G-2V-5 AM /A1 BANK OF AMERICA CORP 10294 150,000.00 154,408.50 150,000.00 4,408.50 5,400.00 2.81% MEDIUM TERM NOTE 240.00 3.6% NOV 15 2016 DTD 11/04/2010 06050W-DW-2 A- /BAA A MI ST MUNI BOND AUTH 115.30 50,000.00 57,850.50 54,353.28 3,297.24 250100 3.59% ST CLEAN WIR REVOLVING FD 5% 55,424.00 416.65 OCT 01 2026 DTD 11/02/2006 HELD BY OTC BOOK ENTRY ONLY PAR CALL 10/01/2016 @ 100 59455T-PF-3 MA /MA JP Morgan Page 12 of 32 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00048837 SDNY_GM_00318035 EFTA01521452