GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to TRADE ACTIVITY - Swiss Franc Note: S indicates Short Term Realized Gain/Loss Settled transaction was initiated in prior statement period and settled in current statement period Trade Date Type Quantity Per Unit Amount USD Proceeds USD Tax Cost USD Realized Gairt/Loss USD Settle Date Selection Method Description Local Value Local Value Local Value Settled Sales/Maturities/Redemptions 11129 Sale ROCHE HOLDINGS AG-GENUSSS ISIN CH0012032048 (39.000) 151.955 5,926.23 (5,92991) (3.68) S. 12/2 High Cost SEDOL 7110388 (ID: H69293-93-6) 140.60 5,466.95 (5,250.05) 12/1 Sale NESTLE SA-REG ISIN CH0038863350 SEDOL 7123870 (188.000) 55.879 10,393.58 (11,461.47) (1,087.89) S 1216 High Cost (ID: H57312-92-0) 51.65 9,582.88 (8,858.57) Total Settled Sales/Maturities/Redemptions (USD) $16,319.81 ($17,391.38) (91,071.67) S COST ADJUSTMENTS - Swiss Franc Settle Date Type Description Quantity Cost Basis Adjustments USD Local Value 12/2 Cost Basis Ad.! CREDIT SUISSE GROUP AG ISIN CH0012138530 SEDOL 230.000 6,587.72 7171589 COST BASIS ADJUSTMENT (ID: H38980-93-0) 5,490.90 12/2 Cost Basis Adj NESTLE SA-REG ISIN CH0038863350 SEDOL 7123870 188.000 9,111.63 COST BASIS ADJUSTMENT (ID: H57312-92-0) 7,042.38 12/2 Cost Basis A4 ROCHE HOLDINGS AG-GENUSSS ISIN CH0012032048 39.000 4,281.94 SEDOL 7110388 COST BASIS ADJUSTMENT 3,791.02 (ID: H69293-93-6) 12/13 Cost Basis Adj CREDIT SUISSE GROUP AG ISIN CH0012138530 SEDOL 230.000 (6,587.72) 7171589 COST BASIS ADJUSTMENT (ID: H36980-93-0) (5,490.90) 12/15 Cost Basis Ad) CREDIT SUISSE GROUP AG ISIN CH0012138530 SEDOL 230.000 8,916.48 7171589 COST BASIS ADJUSTMENT (ID: HM980-93-0) 7,453.83 Total Cost Adjustments (USD) $22,310.03 J.P.Morgan Page 74 of 77 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00048343 SDNY_GM_00317541 EFTA01520996