CHISLAINE MAXWELL ACCT. For the Period 12/I/I I to 12/31/11 Trade Date Type Quantity Per Unit Amount Proceeds Tax Cost Rested Gain/Loss Settle Date Selection Method Description Settled Sales/Maturities/Redemptions 12/23 Sale UNION PACIFIC CORP 42 104.58 11,399.22 BROKERAGE 12/29 Hugh Cost 6.54 TAX 8/OR SEC .22 J.P. MORGAN SECURITIES LLC (ID: 907818-10-8) (109.000) 104.518 11,392.46 (11.005.77) 386.69 S 12/23 Sale UNITEDHEALTH GROUP INC 4 50.95 10,088.10 12/29 Nigh Cost BROKERAGE 11.88 TAX 8/OR SEC .20 J.P. MORGAN SECURITIES LLC (ID: 91324P-10-2) (198.000) 50.889 10,076.02 (9.955.32) 120.70 S Total Settled Sales/Maturities/Redemptions 5147,636.75 ($219,399.42) ($76,761.99) L 55.999.32 S Trade Date Per Unit Settle Date Type Description Quantity Amount Market Cost Settled Securities Purchased 12/15 Purchase ZYNGA INC fa 10.00 J.P. MORGAN SECURITIES LLC 500.000 10.00 (5,000 00) 12/21 (ID: 989867-10-8) COST ADJUSTMENTS Settle Date Type Description Quantity Cost Basis Adjustments 12/2 Cost Basis Adt COVIDIEN PLC NEW COST BASIS ADJUSTMENT (ID: G2554F-11-3) 236000 7312.84 12/2 Cost Basis A4 APACHE CORP COST BASIS ADJUSTMENT (ID: 037411.105) 95.000 7,020.39 12/2 Cost Basis Adt BB & T CORP COST BASIS ADJUSTMENT (ID: 054937-10-7) 309.000 5,001.85 J.P.Morgan Page 28 of 77 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00048297 SDNY_GM_00317495 EFTA01520950