GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to 12/31/11 Trade Date Type Description Quantity Per Unit Amount Proceeds Tax Cost Reeked Gain/loss Settle Date Selection Method Settled Sales/Maturities/Redemptions 11/29 Sale HUMANA INC@ 86.45 5,446.35 BROKERAGE 3.78 TAX (83.000) 86.388 5,442.46 (4,831.82) 610.64 S' 12/2 High Cost 8/OR SEC .11 J.P. MORGAN SECURITIES LLC (ID: 444859-10-2) 11/28 Sale TO REVERSE ENTRY OF 12/01/2011 RESEARCH IN 400.000 16.15 (6,459.87) 46,102.00 39,64213 l' 12/2 High Cost MOTION LIMITED . 16.40 6,560.00 BROKERAGE 100.00 TAX 8/OR SEC .13 J.P. MORGAN SECURITIES LLC AS OF 12/01/11 (ID: 760975-10-2) 11/28 Sale RESEARCH IN MOTION LIMITED (0 16.40 6,560.00 (400.000) 16.34 6.535.87 (46.10200) (39,566.13) I. • 12/2 High Cost BROKERAGE 24.00 TAX 8/OR SEC .13 J.P. MORGAN SECURITIES LLC (ID: 760975-10-2) 11/30 Sale DOMINION RESOURCES INC VA . 51.58 9,387.56 (182.000) 51.519 9,376.45 (9,208.53) 167.92 S' 12/5 High Cost BROKERAGE 1092 TAX 8/OR SEC .19 J.P. MORGAN SECURITIES LLC (ID: 25746U-10-9) 11/30 Sale RESEARCH IN MOTION LIMITED 6 18.00 7,200.00 (400.000) 17.94 7,175.86 (44,361.72) (37,185.86) L' 12/5 High Cost BROKERAGE 24.00 TAX 8/OR SEC .14 J.P. MORGAN SECURITIES LLC (ID: 760975-10-2) 12/1 Sale CAPITAL ONE FINANCIAL CORP Ca 44.69 5,094.66 (114.000) 44.629 5,087.72 (5,083.61) 4.11 S 126 High Cost BROKERAGE 6.84 TAX 8/OR SEC .10 J.P. MORGAN SECURITIES LLC (ID: 14040H-10-5) 12/1 Sale COCA-COLA CO • 67.42104 13,753.89 BROKERAGE (204.000) 67.36 13,741.38 (13,66210) 79.28 S 12/6 High Cost 12.24 TAX 8/OR SEC .27 J.P. MORGAN SECURITIES LLC (ID: 191216-104) 12/16 Sale ZYNGA INC C 11.00 5,500.00 BROKERAGE 30.00 TAX (500.000) 10.94 5,469.89 (5,000 00) 469.89 S 12/21 High Cost 8/OR SEC .11 J.P. MORGAN SECURITIES LLC (ID: 989867-10-8) 12/23 Sale EXXON MOBIL CORP @ 84.29 16,015.10 BROKERAGE (190.000) 84.228 18,003.39 (15,157.50) 845.89 S 12/29 High Cost 11.40 TAX 8/OR SEC .31 J.P. MORGAN SECURITIES LLC (ID: 30231G-10-2) JP Morgan Page 27 of 77 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00048296 SDNY_GM_00317494 EFTA01520949