GHISLAINE MAXWELL ACCT. For the Period 12/1/II to 12/31/11 TRADE ACTIVITY Note L indicates Long Term Realized Gain/Loss S indicates Short Term Realized Gaintoss • Settled transaction was initiated in prior statement period and settled in current statement period Trade Date Type Description Quantity Per Unit Amount Proceeds Tax Cost Realized Gain/Loss Settle Date Selection Method Settled Sales/Maturities/Redemptions 11/28 Sale ACCENTURE PLC-CL A 41 55.12 6,779.76 BROKERAGE (123 000) 55.059 6.77224 (6.850.67) (78.43) S• 12/1 High Cost 7.38 TAX ISJOR SEC .14 J.P. MORGAN SECURITIES LLC (ID: G1151C-10-1) 11/28 Sale ACE LTD NEW 0 65.92048 7,449.01 BROKERAGE 6.78 (113.000) 65.859 7,44208 (6,879.96) 562.12 St* 12/1 High Cost TAX &FOR SEC .15 J.P. MORGAN SECURITIES LLC (ID: H0023R-10-5) 11/28 Sale AUTOZONE INC 0 320.00 7,040.00 BROKERAGE 1.32 (22.000) 319.934 7.038.54 (6,296.6Z 741.92 S• 12/1 High Cost TAX 8JOR SEC .14 J.P. MORGAN SECURITIES LLC (ID: 053332-10-2) 11128 Sale COMCAST CORP Cl A 0 21.72008 7,819.23 BROKERAGE (360.000) 21.66 7.797.47 (7.646.91) 150.56 S• 12/1 High Cost 21.60 TAX 8/OR SEC .16 J.P. MORGAN SECURITIES LLC (ID: 20030N-10-1) 11/28 Sale NIKE INC B • 94.79 10,995.64 BROKERAGE 6.96 TAX (116.000) 94.728 10,988.46 (9.909.91) 1,078.55 S' 12/1 High Cost 6/OR SEC .22 J.P. MORGAN SECURITIES LLC (ID: 654106-10-3) 11/28 Sale ORACLE CORP (0 29.78031 7,057.93 BROKERAGE 14.22 (237.000) 29.72 7,043.57 (6.244.73) 798.84 S• 12/1 High Cost TAX WOR SEC .14 J.P. MORGAN SECURITIES LLC (ID: 68389X-10-5) 11/28 Sale ENTRY REVERSED ON 12102/2011 RESEARCH IN MOTION (400.000) 16.15 6,459.87 (46.102.00) (39,642.13) I. • 12/1 High Cost LIMITED 6 16.40 6,560.00 BROKERAGE 100.00 TAX 8/OR SEC .13 J.P. MORGAN SECURITIES LLC (ID: 760975-10-2) 11/28 Sale VERIZON COMMUNICATIONS INC @ 36.29 10,270.07 (283.000) 36.229 10,252.89 (1020225) 50.64 S' 12/1 High Cost BROKERAGE 16.98 TAX 8/OR SEC .20 J.P. MORGAN SECURITIES LLC (ID: 92343V-10-4) J.P.Morgan Page 26 of 77 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00048295 SDNY_GM_00317493 EFTA01520948