GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to NIP Price Quantity Value Adjusted Tax Cost Unrealized Gain/Loss Est. Annual Inc. Yield Onginal Cost Accrued Div. Concentrated & Other Equity JPMORGAN CHASE & CO 7.9% PFD STK APR 30 2049 DTD 04/23/2008 46625H-HA-1 BBB /BAA 106.47 150.000 000 159,703 50 157.909.17 1.794.33 11,850.00 2.007 90 7 39% Total Concentrated & Other Equity $193,953.50 5207,909.17 (S13,955.67) $14,225.00 7.31% $2,007.90 Unclassified DB X-TRACKERS 40.00 2,058.000 82,321.85 102,156.21 (19,834 36) ISIN LU0292106167 SEDOL B3DYFK4 892352-91-5 ETFS METAL SECURITIES LTD 154.10 301.000 48,384.10 45,088.38 1.315 72 ISIN JE0081VS3770 SEDOL B1VS377 131994-91.6 ISHARES MARKITIBOXX CORPORATE BOND 185.55 105.000 19.482 80 N/A — N/A ISIN 1E00600 FV011 SEDOL BOOFV01 461278-91-3 GBP Total Unclassified $148,188.75 $147,224.59 ($18,518.64) $0.00 0.00% J.P.Morgan Page 12 of 77 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00048281 SDNY_GM_00317479 EFTA01520934