GHISLAINE MAXWELL For the Period I I/VI I to I I/3011 I TRADE ACTIVITY - Pound Sterling Trade Date Type Quantity Per Unk Amount USD Proceeds USD Tax Cost USD Realized Gain/Loss USD Est Settle Date Selection Method Descnption Local Value Local Value Local Value Pending Sales, Maturities, Redemptions 11129 Sale SHIRE PLC ISIN JEO0B2OKY057 SEDOL 8202HY05 (218.000) 31.879 8,636.12 122 (ID: G8124V.914) 20.42 4,397.49 11/29 Sale GLAXOSMITHKLINE PLC ISIN GE0009252882/SEDOL (805.000) 21.263 12,771.22 12/2 0925288 OD: 03910J-90-8) 13.62 8,215.38 11/29 Sale ROYAL DUTCH SHELL PLC -A ISIN GBODF303MUU9 (775.000) 33.228 25,566.22 12/2 SEDOL BO3MLX2 (ID: G7690A-91-0) 21.284 18,448.08 Total Pending Sales, Maturities, Redemptions (USD) $44,173.58 $0.00 $0.00 COST ADJUSTMENTS - Pound Sterling Settle Date Type Description Quantity Cost Basis Adjustments USD Local Value 11/22 Cost Basis Ac JPM MANAGED RESERVES C COST BASIS ADJUSTMENT 7.535 79,145.17 (ID: 051398-91-5) 49,013.89 J. P. Morgan Page 61 of 66 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00048256 SDNY_GM_00317454 EFTA01520912