Anastasia Pringle From: Vahe Stepanian Sent: Tuesday, January 20. 2015 4:20 PM To: IMS Equities-Accounts Cc: Anastasia Pringle; Daniel Sabba; Srinivas-X J; Arun-Agara Sarangapani Subject: RE: Wire Instructions [I) Classification: For internal use only I confirm that the instructions (included in this email again) are for a D8 AWM account a/c number Bank of ABA #: SWIFT: Account n • Account #: For Further credit to: Southern Financial LLC Account #: I don't know anything about eSpear/Gloss or NAOP account number, so I'll defer to Anastasia on that. Thank you, Vahe From: Sumanth Adiga On Behalf Of IMS Equities-Accounts Sent: Tuesday, January 20, 2015 4:15 PM To: Vahe Stepanian Cc: Anastasia Pringle; Daniel Sabba; IMS Equities-Accounts; Srinivas-X J; Arun-Agara Sarangapani Subject RE: Wire Instructions [I] Classification: For internal use only Hi Vahe, As discussed. If the below instructions are DB internal, we don't required callback confirmation. However please let us know do we need to update in any internal systems like eSpear/Gloss. Also provide 8-10 digit NAOP account number. Thanks Kind regards Client Static - Equities - New York MSS Escalation Contacts: First Level - Name : Srinivas-x.j (Bangalore) + 4420754-12912 & Shadma Kazmi (Pune) + 91(20)6794-6387 Email ID: srinivas-x.iradb.com [email protected] 1 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0059824 CONFIDENTIAL SDNY_GM_00206008 EFTA01368161