GHISLAINE MAXWELL ACCT. For the Period 6/1/I I to 6/30/11 TRADE ACTIVITY Note. L indicates Long Term Realized Gain/Loss S indicates Short Term Realized Gain/Loss ' Settled transaction was initiated in prior statement period and settled in current statement period Trade Date Type Description Quantity Per Link Amount Proceeds Tax Cost Realized GairvLoss Settle Date Selection Method Settled Sales/Maturities/Redemptions 5/27 Sale 6/2 High Cost THE MOSAIC COMPANY NEW(' 70.63036 35,315.19 BROKERAGE 25.00 TAX 8/OR SEC .68 J.P. MORGAN SECURITIES LLC (ID: 61945C-10-3) (500.000) 70.579 35,289.51 (32,500.00) 2,789.51 S' 6/8 6/13 Sale High Cost THE MOSAIC COMPANY NEW 0 65.55 32,775.00 BROKERAGE 25.00 TAX 8/OR SEC .63 J.P. MORGAN SECURITIES LLC (ID: 61945C-10-3) (500.000) 65.499 32,749.37 (32,500.00) 249.37 S 6/13 6/16 Sale Low Cost PROSHARES ULTRASHORT UP 500 0 22.21 22,210.00 BROKERAGE 50.00 TAX &/OR SEC .43 J.P. MORGAN SECURITIES LLC (ID: 74347R-88-3) (1,000.000) 22.16 22,159.57 (19,920.00) 2,239.57 S 6/20 6/23 Sale High Cost AT&T INC e 30.73 30,730.00 BROKERAGE 50.00 TAX 8/OR SEC .60 J.P. MORGAN SECURITIES LLC (ID: 002068-10.2) (1,000.000) 30.679 30,679.40 (26,290.00) 4,389.40 L 6/20 6/23 Sale High Cost PFIZER INC 0 20.16002 30,240.03 BROKERAGE 75.00 TAX 8/OR SEC .59 J.P. MORGAN SECURITIES LLC (ID: 717081.103) (1.500.000) 20.11 30,164.44 (26,460.00) 3,704.44 1 6/20 6/23 Sale High Cost SPDR GOLD TRUST 0 150.11 60.044.00 BROKERAGE 20.00 TAX 6/OR SEC 1.16 J.P. MORGAN SECURITIES LLC (ID: 78463V-10-7) (400.000) 150.057 60,022.84 (33,482.00) 26,540.84 I. Total Settled Sales/Maturities/Redemptions 3211,065.13 ($171,152.00) $34,634.68 L 85,278.48 S JP Morgan Page 14 of 28 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPN1-SDNY-00048041 SDNY_GM_00317239 EFTA01520712