JPMorgan Chase Bank, N.A. 270 Park Avenue, New York, NY 10017-2014 GHISLA1NE MAXWELL ACCT. For the Period 3/1/11 to 3/31/11 Asset Account J.P. Morgan Team Table of Contents Page Paul Morris Banker Account Summary 2 Ian Hirschfield Investment Specialist Holdings Janet Young Client Service Team Equity 4 Pauline Esposito Client Service Team Alternative Assets 7 Cash 8 Fixed Income 8 Online access vorew.MorganOnline.com Portfolio Activity 13 JP Morgan Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At December 31, 2010, JPMS LLC's net capital of $6.8 billion exceeded the minimum regulatory net capital requirement of $500 million by $6.3 billion. JPMCC's net capital of $5.7 billion was approximately 6.3% of aggregate debit items and exceeded the minimum regulatory net capital requirement of $1.8 billion by $3.9 billion. Complete copies of JPMS 110's and JPMCC's individual audited Statement of Financial Condition may be obtained, at no cost, by accessing the following JPMorgan Chase 8 Co. website address: http://investor.sharetioldercom/jpmorganchase/financial -condition.cfm Additionally, you may call the following toll free phone number to request a hard copy of the statement: 1.866.576.1300. TurboTax Import Now Available For Your Investment Accounts If you utilize Intuit's TurboTax software, you can now import your tax information automatically. Please contact Private Banking Online Support at 1.866-265.1727, Monday-Friday 8:00 a.m.- 9:00 p.m. ET, Saturday and Sunday 9:00 a.m.- 5:00 p.m. to establish access. J.P. Morgan has no affiliation with TurboTax and we bear no responsibility for any information contained in their software. 0000002553 00 0 2000003 MAX WC° 20110407 Page 1 of 30 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00047934 SDNY_GM_00317132 EFTA01520610