From: Vaishali-P Mehta Sent: 12/1/2016 9:21:40 AM To: Andrew Gallivan CC: Douglas Robertso Mark Gonzalez Stewart Oldfield Subject: MD approval for ACUs completed for High Risk Clients ill Classification: For internal use only Dear Andrew, Below are the ACUs which were completed for your High Risk customers this month. All the below ACUs were completed showing no material changes to the client's circumstances. Annual GCIS Client Customer Customer Update: Owner ID Number Douglas Robertson MD Andrew Gallivan Customer Name Robert Lewis Allbritton 1996 Trust Annual Client Update: Created Date 11/10/2016 A14. The trustee, Robert Allbritton, continues to live and work in DC area focusing on small direct investments across industries. A15. Client Status Update Description The purpose of the discussion was an annual review of the portfolio, markets, and their ongoing cash needs (flows in / out). There are no material changes with this client. A16. No A17. No Mark Andrew Gonzalez Gallivan Bal Harbour 1604N, LLC 10/26/2016 Mr. Forkosh resides in New York and spends time in South Hampton and Miami. His income is derived form his commercial and rental properties. Nothing has materially changed for this client. No No Mark Andrew Gonzalez Gallivan First & 91st LLC 10/26/2016 Alex spends most of the year in NYC and splits the rest of his time between his condo in Bal Harbour and his home in South Hampton. Nothing has changed materially for the client. No No Mark Andrew Gonzalez Gallivan Forkosh, Alexander 10/26/2016 The client resides and works as RE No changes in the client status. No No CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0073649 SDNY_GM_00219833 EFTA01377096