J.P.Morgan CHISLAINE MAXWELL ACCT For the Period 9/1110 t Trade Settlement Date Date Type Description Casentity Per Unit Amount Market Cost Settled Securities Purchased 9/8 9/13 Purchase MS 7YNC1Y STEP-UP NOTE 09/13/17 INITIAL RATE 2.75% CPN WHERE MAX RATE IS 8% PER ANNUM DD 9/8/10 100.00 J.P. MORGAN SECURITIES LLC TRADE DATE 09/08/10 150,000.000 100.00 (150,000.00) 9/22 9/23 Write Option GOOGLE INC CALL OPTION DEC 10 4 580 COVERED CALL (3.000) 934.983 2,804.95 9/22 9/29 Purchase MLR MEDIUM TERM NOTE 1 1/4% SEP 29 2015 DTD 09/292010 STEP CPN 100.00 JP MORGAN SECURITIES LLC (BIDL) TRADE DATE 09/22/10 100,000.000 100.00 (100,000.00) Total Settled Securities Purchased ($247.196AS) Estimated Trade Settlement Date Date Type Description Quantity Per Unit Amount Market Cost Pending Securities Purchased 9/27 10/20 Purchase BARCLAYS BANK PLC MEDIUM TERM NOTE 2 2/1% OCT 20 2017 DTD 10/2012010 150,000.000 100.00 (150,000.00) Page 18 of 34 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00047751 SDNY_GM_00316949 EFTA01520433