From: Rich larossi Sent: 8/3/2016 11:32:44 AM To: Stewart Oldfield Subject: Monthly Annual Client Update Reports III Classification: For internal use only Hello, Please note that this e-mail contains information on Annual Client Updates that are already overdue and coming due. For those clients listed in the DUE IN section of this e-mail, please complete the ACU at your earliest convenience. ACU STATUS Annual Client Update Due Date Customer Owner GCIS Customer Number Relationship Customer Name DUE IN 8/25/2016 Stewart Oldfield SOUTHERN FINANCIAL RELATIONSHIP Southern Financial LLC Kind regards, Rich larossi Rich larossi Deutsche Bank Wealth Management - ew York, NY, USA CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0070716 CONFIDENTIAL SDNY_GM_00216900 EFTA01375330