Mrs. Anastasia Pringle Deutsche Bank Securities Inc. Client Onboardinp Equities 50 Tel Fa ksonville. FL. USA Please send all GED related emails to: Gebacc rp o ° unto ninsitfidb.com PusinoVaerook. From: Manikandan Muralidharan Sent: Wednesday, December 17, 2014 2:36 PM To: Anastasia Pringle Cc: Ged Account-Opening Subject: Fw: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I] Classification: For internal use only Hi Anastasia, As advised by AML Compliance in the below mail, we would be requiring a revised ownership confirmation to proceed further with the adoption of the captioned entity, Southern Financial LLC. Request you to help us obtain the same. Thanks and Regards, Manikandan Muralidharan Manikandan Muralidharan U S - New Client Adoption DBOI Gtoliai Services Private Limded Bloc Tel. Mob Ema ronic City. Hosur Road. 560100 Bangalore. India Backup details - Ganesh Balaji Bbarath-Kumara For Escalations please contact Level 1 - Karthik (karthdd-x kfibdb corn) Level 2 - Balajl gialas-k.vedb cornYKumud (kumud.sharrnathdb.com) Potsciowfugeftron --- Forwarded by Manikandan Muralidharan'dbldbcom on 17'18201401:00 AM -- From To. Date Dmitri Saks/db/dbcomeDBCOEX Jofin Vargheserdb/dbcom@DBAMERICAS. CAGNY NCArdbirlbcom@DBArnencas. Manikandan liturandharanklb/dbcom@DBAPAC. Sulith Shetty/db/dbcom@DBAMERICAS. US-CB S-AMUdtirdbcomeDBAMERICAS, Anastasia Pringle/dbrdbcom. Kumud Sharma/db/dbcom@0BAPAC 12/17/2014 10:08 PM CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0068406 CONFIDENTIAL SDNY_GM_00214590 EFTA01373952