Deutsche Bank Securities Inc. Client Onboarding Equities 502 P rl ite 500, 32256 Jacksonville, FL, USA Tel. Fax Email Please send all GED related emails to: Passion itrPeeftwyn, From: Courteney B Fornal Sent: Monday, December 22, 2014 5:42 PM To: Anastasia Pringle; US-CB S-NIL; Mark Whyman Cc: Ged Account-Opening; Manikandan Muralidharan Subject: Re: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I] Classification: For Internal Use Only Anastasia, that would be me. What is the issue? https://ederivatives.db.com/static/disclaimer.html From: Anastasia Pringle Sent: Monday, December 22, 2014 05:23 PM To: US-CS S-AML; Courteney B Fornal; Mark Whyman Cc: Ged Account-Opening; Manikandan Muralidharan Subject: RE: EDD package for the RID : ONB- LKYCUS-M Party name : Southern Financial LLC [I] Classification: For internal use only Courteney/Mark, Who is the head of the business for this request. Thanks Kind Regards, Mrs. Anastasia Pringle Deutsche Bank Securities Inc. Client Onboarding Equities 5022 Gate Parka , Suite 500, 32256 Jacksonville, FL, USA Tel ax Eln Please send all GED related emails to: Panien..-(v Pedfonn From: Dmitri Saks On Behalf Of US-CB S-AML Sent: Monday, December 22, 2014 5:18 PM To: Anastasia Pringle CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0067760 CONFIDENTIAL SDNY_GM_002 13944 EFTA01373529

