7,15.2019 KYC Print One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summar 3A. Individual Details (for all parties) Individual's Name: Date of Birth: Country of Residence: Country of Citizenship: Address of primary residence: Has client resided outside of his/her country of nationality (or 5 years or more> yes # No Profession/Occupation: Tax ID / SSN: Current Employer: • Position/Title/Rank: Address of employer: 6100 Red Hook Quarter, 83 New York United States 00802 Does the person work as senior executive of a D6-recognized regulated entity in the financial ndustry> or an entity kited on a 08-recognised exchange> (Not applicable for operating entities ' Yes No I Is the intlyidual a Politically Exposed Person (PEP)?(// Yet; dente) Yes I No To the best of your knowledge, Is the individual related to an employee of the DB groupliFamie• a Friendship, deso(e) ' Family 1.-- Friendship 1 None To the best of your knowledge, is the individual party to a non-banking relationship wei Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or serrices)70/ Yesdesolbe) u Yes it No If applicable, indicate which bank officers have met the person: Indicate where and when the cNent meeting(s) took place: Bank Officer Name(s) Bank Office: Client Private pantile: Client Place of Business: Other Location (specify): Date: CI 1.11 Wealth Details for this Individual are not filled in, because they are the same as for the following person: 38. Wealth Details (Only for parties requiring source of wealth description as indicated in Secton 2) Nature of the Individual's Business: Primary Country of source of wealth/source of Funds> Primary industry of source of Wealth/Source of Funds> Summarize Source of Wealth: • . Business Owner Salary/F-amings . Investment • Inheritance/Gifts Other: Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth> For inheritance, how did family accumulate weakh>For business owners, how long in business, how many employees, level of profitability> Indicate type of business, countries of major activities, important business partriers.) Estimated Annual Income(S): Estimated amount of investable assets(f): Estimated Net Worth(1): Other Known F. anal Institutions: Amount of asses planned to invest wth PWM($): Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: httpe://dbforcepb.my.salesforce.comiserylet'servlet Integ ration?Iid=OI N30000000D9Di&eid=5003200001 EHPpb&o=1 &linkToken= VMpFPSx Na kF4T 10.43 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0066796 SDNY GM_00212980 EFTA01372893
