CHISLAINE MAXWELL ACCT For the Period 4/1/14 to 4/30/14 Notes: ' Transaction Market Value is representative of the prior trading days market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Settle Date Type Description Quantity Transaction Markel Value' Selection Method Cost Securities Transferred Out 4/2 Free Delivery BIRDVILLE TEXAS INDEPENDENT SCHOOL DIST PERM (100,000.000) (108,917.00) SCH GTD FUND UNLIMITED TAX 5% FEB 15 2029 DTD 105,938.98 01/15/2007 HELD BY DTC BOOK ENTRY ONLY PAR CALL 02/15/2017 100 TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 04/01/14 (ID: 090874-FV-5) 4/2 Free Delivery CMGROUP INC NEW TRANSFER TO UBS FINANCIAL @58.000) (17,112.40) SERVICES INC. TRADE DATE 04/01/14 14,048.52 (ID: 172967-42-4) 4/2 Free Delivery CITIGROUP CAPITAL XIII 7 7/8% PFD TRANSFER TO (10,000.000) (276,800.00) UBS FINANCIAL SERVICES INC. TRADE DATE 04/01/14 261,300.00 (ID: 173080-20-1) 4/2 Free Delivery COUNTRYWIDE CAPITAL V 7% PFD TRANSFER TO UBS (4,200.000) (107,184.00) FINANCIAL SERVICES INC. TRADE DATE 04/01/14 98,778.96 (ID: 222388-20-9) 4/2 Free Delivery GENERAL ELEC CAP CORP MEDIUM TERM FLOATING RATE (50,000.000) (50,095.00) NOTE MAY 11 2016 DTD 05/11=07 TRANSFER TO U8S 45,394.50 FINANCIAL SERVICES INC. TRADE DATE 04/01/14 (ID: 36962G-2V-5) 4/2 Free Delivery GENERAL MOTORS CO TRANSFER TO UBS FINANCIAL (1,373.000) (47,148.82) SERVICES INC. TRADE DATE 04/01/14 50,000.00 (ID: 37045V-10-0) 4/2 Free Delivery GERON CORP TRANSFER TO UBS FINANCIAL SERVICES (3000.000) (6,360.00) INC. TRADE DATE 04/01/14 (ID: 374163-10-3) 18,129.32 J.P.Morgan Accoueage 8 o' '4 Consolidated Statement Page 11 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00046863 SDNY_GM_00316061 EFTA01519569