From: Sent: To: Subject: fyi Stewart Oldfield 10/11/2018 10:35:16 AM Ian Salters FW: Southern Financial - AUM example [I] From: Bradley Gillin Sent: Thursday, October 11, 2018 10:19 AM To: Stewart Oldfield Subject: Southern Financial - AUM example III Classification: For Internal use only Both N4G023804 and N4G026161 account balances have been removed from our GMIS reports. GMIS: SOUTHERN 183900100000483882 Classic 183942952771 1,128 FINANaALLLC 183900100000483882 Advisory 1839N4G023804 0 183900100000483882 1839N4G026161 183900100000483882 1839STRUPDT0118001 Classic Advisory SOUTHERN FINANCIAL LLC Account Balances: Customer Name: Southern FMancial LLC (6 records) N46025080 N4G025080 - SOUTHERN FINANCIAL LLC N4G026161 N4G026161- SOUTHERN FINANCIAL LLC 42952771 42952771 - SOUTHERN FINANCIAL LLC N4G023804 N4G023804 - SOUTHERN FINANCIAL LLC 77000957 77000957- SOUTHERN FINANCIAL U.0 STRUPDT01 STRUPDT0118001 - SOUTHERN FINANCIAL LLC Regards. Brad Bradley Gitlin Vice President Deutsche Bank Wealth Management 345 Park Avenue. 24th Fl New York. NY 10154 Brokerage Advisory Brokerage Advisory Deposit Transactions Brokerage Advisory DB AG NY Preferred Deposit Structured Transactions S136.O24,62O.23, $0.00 4i$21,636,001.00 $1,187,706.86 4i $111,664,173.00 $1,536,739.37 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0065790 CONFIDENTIAL SDNY_GM_00211974 EFTA01372168