GHISLAINE MAXWELL-TAP DYS ACCT For the Period 12/1/13 to 12/31/13 Portfolio Activity Detail INFLOWS & OUTFLOWS Type Settle Date Selection Method Description Quantity Per UM Amount Amount 12/2 12/2 12/2 Interest Income Div Domes! Div Domest DEPOSIT SWEEP INTEREST FOR 11/01/13 - 11/30/13 (a .03% RATE ON AVG COLLECTED BALANCE OF 529,939.94 AS OF 1201113 0.70 JPM STRAT INCOME OPPORT FD - SEL FUND 3844 fa 0.02 PER SHARE (ID: 4812A4-35-1) 3,015.900 0.02 80.32 BLACKROCK HIGH YIELD BOND 11/29113 INCOME DIVIDEND @ 0.039 PER SHARE AS OF 11/29113 (ID: 091929-63-8) 7,292.312 0.041 301.45 12/2 Div Domest EATON VANCE FLOATING-RATE ADVANTAGE 111/29/13 INCOME DIVIDEND. 0.043 PER SHARE AS OF 11/29/13 (ID: 277923-63-7) 7,524.150 0.043 322.40 12/2 Dlv Domest HSBC FDS TOTAL RETURN 112/02/13 INCOME DIVIDEND fa 0.010 PER SHARE (ID: 40428X-15-6) 3,858.567 0.01 40.11 12/2 Dlv Domest METROPOLITAN WEST FOS TOTAL RET CL 111/29/13 INCOME DIVIDEND la 0.003 PER SHARE AS OF 11/29/13 (ID: 592905-50-9) 7,192.344 0.024 171.75 12/3 12/3 12/3 Div Domest Div Domest Div Domest COHEN 8 STEERS PREFERRED SECURITIES AND INCOME FUND INC 11/29/13 INCOME DIVIDEND a 0.071 PER SHARE AS OF 11/29/13 (ID: 19248X-30-7) DOUBLELINE TOTAL RET SD-I 11129/13 INCOME DIVIDEND @ 0.046 PER SHARE AS OF 11/29/13 (ID: 258620-10-3) 4,493.967 12,498.155 0.071 319.07 0.046 RIDGEWORTH SEIX FLOATING-112/02/13 INCOME DIVIDEND@ 0.030 PER SHARE AS OF 12/02/13 (ID: 766287-67-8) 6,502.655 0.03 J.P. Morgan 575.67 198.18 Account Page 15 of 19 Consolidated Statement Page 67 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00046542 SDNY_GM_003 15740 EFTA01519261