From: Stewart Oldfield Sent: 12/6/2016 2:23:27 PM To: Cynthia Rodriguez Subject: FW: Monthly Annual Client Update Reports II) Classification: For internal use only From: Rich iarossi Sent: Tuesday, December 06, 2016 1:21 PM To: Stewart Oldfield Subject: Monthly Annual Client Update Reports [I] Classification: For internal use only Hello, Please note that this e-mail contains information on Annual Client Updates that are already overdue and coming due. For those clients listed in the DUE IN section of this e-mail, please complete the ACU at your earliest convenience ACU STATUS Annual Client Update Due Date Customer Owner GCIS Customer Number Relationship Customer Name DUE IN 12/9/2016 Stewart Oldfield THIRD LAKE CAPITAL RELATIONSHIP DUE IN 12/9/2016 Stewart Oldfield THIRD LAKE CAPITAL RELATIONSHIP DUE IN 12/31/2016 Stewart Oldfield SOUTHERN FINANCIAL RELATIONSHIP Kind regards. Rich larossi Rich larossi Deutsche Bank Wealth Management 60 Wall Street 10005-2836 New York. NY, USA Tel. Em CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0062756 CONFIDENTIAL SDNY_GM_00208940 EFTA01370134