CHISLAINE MAXWELL ACCT. For the Period 11/1/13 to 11/30/13 SUMMARY BY MATURITY SUMMARY BY TYPE Market % of Bond Cash & Fixed Income Value Portfolio Cash & Fixed Income Market Value % of Bond Portfolio 3,369,332.83 88% Cash 2,789,302.30 73% 311,229.00 7% Corporate Bonds 311,229.00 7% 215,64600 5% Municipal Bonds 215,646.00 5% Total Value $3,896,207.83 100% International Bonds 558,424.49 14% Mutual Funds 21,606.04 1% The years indicate the number of years until the bond is scheduled to mature based on the statement end date. Some bonds may be called, or paid In full, before their stated maturity. Total Value $3,896,207.83 100% Note: A - Bonds purchased at a premium show amortization. ' This is the Annual Percentage Yield (APY) which is the rate earned if balances remain on deposit for a full year with compounding, there is no change in the interest rate and all interest is left in the account. Cash & Fixed Income Detail Adjusted Tax Cost Unrealized Est. Annual Income Price Guilty Value Original Cost Gain/Loss Accrued Interest Yield Cash US DOLLAR 1.00 2,789,301.30 2,789,301.30 2,789,301.30 278.93 0.01%1 22.02 JPM NY MUNI MFACT FD • MORGAN 1.00 1.00 1.00 1.00 FUND 3 7-Day Annualized Yield: .01% Total Cash 52.789.302.30 $2.789.302.30 $0.00 5278.93 0.01% $22.02 J.P. Morgan Account Page 10 of 31 Consolidated Statement Page 13 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00046377 SDNY_GM_00315575 EFTA01519104