GHISLAINE MAXWELL-OAP HID ACCT. For the Period 10/1/13 to 10/31/13 Pike Quantity Value Adjusted Tax Cost Unrealized Gain/Loss Est. Annual Inc. Yield Onginal Cost Accrued Div. EAFE Equity MTN GROUP LTD SPONS ADR 62474M-10-8 MTNO 19.86 2,825.000 52,132.50 49,970.21 2,162.29 1,929.37 3.70% MUENCHENER RUECKVERSICHERUNGS • GESELLSCHAFT ADR 626188-104 MURG Y 20.95 2,610.000 54,679.50 48,665.02 6,014.48 1,618.20 226% NESTLE S A SPONS ADR REPSTG REG SH 641069-40-6 NSRG Y 72.41 1,055.000 76,392.55 73,413.83 2,978.72 1,915.88 2.51 % NIPPON TEL & TEL CORP ADR 654624-10-5 NTT 26.10 2,210.000 57,681.00 58,374.87 (693.87) 1,818.83 83918 3.15% NOVARTIS A G ADR 66987V-10.9 NVS 77.55 975.000 75,611.25 68,101.01 7,510.24 2,005.57 2.65% PROCEEDS FROM PENDING SALES 1.00 2,126.340 2,126.34 Z126.34 RECKITT BENCKISER GROUP PLC SPONSORED ADR 756255-20-4 RBGL Y 15.58 3,540.000 55,082.40 48,749.99 6,332A1 1,454.94 2.64% ROCHE HOLDINGS LTD SPONS ADR 771195-10-4 RHHB Y 69.34 700.000 48,538.00 39,379.81 9,158.19 1,138.80 2.34% ROYAL DUTCH SHELL PLC ADR 780259.10-7 RDS B 69 52 53 48 400.000 1,195 000 27.808 00 63,908 60 27,957.37 (149.37) 1,440.00 5.18% SANOFI 80105N-10-5 SNY 60,068.51 3,840.09 1,499.72 2.35% JP Morgan Page 7 of 13 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00046246 SDNY_GM_00315444 EFTA01518983