CH1SLAINE MAXWELL -TAP DVS ACCT. For the Period 9/I / 13 10 9/30/13 Portfolio Activity Detail INFLOWS & OUTFLOWS Settle Date Type Description Quantity Per Unit Amount Amount Selection Method 9/3 Interest Income Div Domes! DEPOSIT SWEEP INTEREST FOR 08/01/13 - 08/31/13 Q .01% RATE ON AVG COLLECTED BALANCE OF $44,370.09 AS OF 09/01/13 0.31 9/3 JPM STR INC OPP FD FUND 3844 a 0.024 PER SHARE (ID: 4812A4-35-1) 3,015.900 0.024 72.38 9/3 Div Domest JPM TR I MLT SC INCOME FD - SEL FUND 2130 0.029 PER SHARE (ID: 48121A-29-0) 4,784.864 0.029 138.76 9/3 Div Domest BLACKROCK HIGH YIELD BOND 08/30/13 INCOME DIVIDEND 0 0.043 PER SHARE AS OF 08/30/13 (ID: 091929-63-8) 8,504.327 0.043 364.84 9/3 Div Domest EATON VANCE FLOATING-RATE ADVANTAGE I 08/30/13 INCOME DIVIDEND e 0.044 PER SHARE AS OF 08/30/13 (ID: 27792343-7) 7,524.150 0.044 328.01 9/3 Div Domest HSBC FDS TOTAL RETURN 109/03/13 INCOME DMDEND O 0.005 PER SHARE (ID: 40428X-154) 3,858.567 0.005 19.29 9/3 Div Domest PRUDENTIAL TOTAL RETURN BD-Z 08/30,13 INCOME DIVIDEND 0 0.049 PER SHARE AS OF 08/30/13 (ID: 744408-40-5) 3,896.466 0.05 194.03 9/4 Div Domest COHEN 8 STEERS PREFERRED SECURITIES AND INCOME FUND INC 08/30/13 INCOME DIVIDEND 0 0.071 PER SHARE AS OF 08/30/13 (ID: 19248X-30-7) 4,493.967 0.071 319.07 9/4 Dlv Domest DOUBLELINE TOTAL RET 8D-I 08/30/13 INCOME DIVIDEND 0 0.046 PER SHARE AS OF 08/30/13 (ID: 258620-10-3) 12,498.155 0.046 569.55 J.P. Morgan Account Page 13 of 15 Consolidated Statement Page 68 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00046218 SDNY_GM_00315416 EFTA01518959