CH ISLAINE MAXWELL - OAP IHD ACCT. For the Period 9/1/I3 to 9/30113 INFLOWS & OUTFLOWS Pee Settle Date Type Settle Date Selealon Method Description Quantity Per Unit Cost Amount Amount 9'26 Foreign Dividend ROYAL DUTCH SHELL PLC ADR Q 0.90 PER SHARE (ID: 780259-10-7) 405.000 0.90 364.50 Total Inflows & Outflows TRADE ACTIVITY Note: S indicates Short Term Realized Gain/Loss Trade Date Type Description Quantity Per Unit Amount Proceeds Tax Cost Realized Gam/Loss Settle Date Selection Method Settled Sales/Maturities/Redemptions 9/16 9119 Sale High Cost MUENCHENER RUECKVERSICHERUNGS - GESELLSCHAFT ADR a 19.3997 2,133.97 BROKERAGE 3.30 TAX EJOR SEC .04 ESI SECURITIES COMPANY (ID: 626188-10-6) (110.000) 19.389 2,130.63 (2,149.86) (19.24 S 9/16 9/19 Sale High Cost TESCO PLC SPONS ADR 0 17.757 6,214.95 BROKERAGE 10.50 TAX 8/OR SEC .11 ESI SECURITIES COMPANY (ID: 861575-30-2) (350.000) 17.727 6,204.34 (6,130.07) 74.27 S 9/16 9/19 Sale High Cost UNITED OVERSEAS BANK LTD SPONS ADR 033.5252 6,705.04 BROKERAGE 8.00 TAX 8/OR SEC .12 ESI SECURITIES COMPANY (ID: 911271-30-2) (200.000) 33.485 6,896.92 (6,698.48) (1.58) S 9116 9/19 Sale High Cost VODAFONE GROUP PLC SPONS ADR 0 33.8772 18,124.30 BROKERAGE 21.40 TAX 8JOR SEC .32 ESI SECURITIES COMPANY (ID: 92857W-20-9) (535.000) 33.837 18.102.58 (15,939.90) 2,162.68 S 9/17 9/20 Sale High Cost MUENCHENER RUECICVERSICHERUNGS - GESELLSCHAFT ADR 0 19.44892,236.62 BROKERAGE 3.45 TAX 8/OR SEC .04 ESI SECURITIES COMPANY (ID: 626188-10-6) (115.000) 19.419 2,233.13 (2,247.58) (14.45) S 9/17 9/20 Sale HO Cost TESCO PLC SPONS ADR 0 17.7355 6,298.10 BROKERAGE 10.65 TAX 8/OR SEC .11 ESI SECURMES COMPANY (ID: 881575-30-2) (355.000) 17.705 6,285.34 (6,109.55) 175.79 S $3,232.38 J.P.Morgan Account Page 12 at 13 Consolidated Statement Page 54 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00046203 SDNY_GM_00315401 EFTA01518945