GHISLAINE MAXWELL-OAP HID ACCT- For the Period 9/1/13 to 9/30/13 TRADE ACTIVITY Note: S indicates Short Term Realized Gainkoss Trade Date Type Description Quantity Per Unit Amount Proceeds Tax Cost Realized Gain/Loss Sett* Date Selection Method Settled Sales/Maturities/Redemptions 9/16 9/19 Sale High Cost MUENCHENER RUECKVERS1CHERUNGS - GESELLSCHAFT ADR 6 19.3897 2,133.97 BROKERAGE 3.30 TAX 8/OR SEC .04 ESI SECURITIES COMPANY (ID: 826188-10-6) (110.000) 19.369 2,130.63 (2.149.86) (19.23) S 9/18 9/19 Sale High Cost TESCO PLC SPONS ADR O 17.757 6,214.95 BROKERAGE 10.50 TAX 8/OR SEC .11 ESI SECURITIES COMPANY (ID: 881575-30-2) (350.000) 17.727 6,204.34 (8,130.07) 74.27 S 9/16 9119 Sale High Cost UNITED OVERSEAS BANK LTD SPONS ADR @ 33.5252 6,705.04 BROKERAGE 8.00 TAX 8JOR SEC .12 ESI SECURITIES COMPANY (ID: 911271-30-2) (200.000) 33.485 6,696.92 (6,808.48) 0SA 9/16 9/19 Sale High Cost VODAFONE GROUP PLC SPONS ADR @ 33.8772 18,124.3D BROKERAGE 21.40 TAX 8/OR SEC .32 ESI SECURITIES COMPANY (ID: 92857W-20-9) (535.000) 33.837 18,102.58 (15,939.90) 2,162.88 S 9/17 9/20 Sale High Cost MUENCHENER RUECINERSICHERUNGS - GESELLSCHAFT ACM • 19.4489 2,236.62 BROKERAGE 3.45 TAX 8/OR SEC .04 ESI SECURITIES COMPANY (ID: 626188-10-6) (115.000) 19.419 2,233.13 (2,247.58) (14A5) S 9/17 9/20 Sale High Cost TESCO PLC SPONS ADR . 17.7355 6,296.10 BROKERAGE 10.65 TAX 8JOR SEC .11 ESI SECURMES COMPANY (ID: 881575-30-2) (355.000) 17.705 6,285.34 (6,109.55) 175.79 S 9/17 9/20 Sale High Cost UNITED OVERSEAS BANK LTD SPONS ADR 0 33.2894 4,660.52 BROKERAGE 5.60 TAX 8/OR SEC .09 ESI SECURITIES COMPANY (ID: 911271-30-2) (140.000) 33.249 4,654.83 (4,688.94) (34.11) S Total Settled Sales/Maturities/Redemptions $46,307.77 ($43,984.39) 61343.39 S J.P.Morgan Page 13 of 14 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00046142 SDNY_GM_00315340 EFTA01518885