GHISLAINE MAXWELL-OAP HID ACCT. For the Period 7/1/13 to 7/31/13 Trade Date Type Description Quantity Per Unit Amount Market Cost Sett 'e Date Settled Securities Purchased 7/12 Purchase 7/17 BHP LTD SPONS ADR fa 60.9627 5,181.83 BROKERAGE 3.40 ESI SECURITIES COMPANY (ID: 088806-104) 85.000 61.003 (5,18523) 7/12 7/17 Purchase BOC HONG KONG HOLDINGS LTD SPONS ADR GI 82.73 10,038.80 BROKERAGE 6.40 ESI SECURITIES COMPANY (ID: 096813-20-9) 160.000 62.77 (10,043.20) 7/12 7/17 Purchase BRITISH AMERICAN TOBACCO PLC SPONS ADR @ 105.5044 10,550.44 BROKERAGE 4.00 ESI SECURITIES COMPANY (ID: 110448-10-7) 100.000 105.544 (10,554.44) 7/12 7/17 Purchase DEUTSCHE POST AG SPONS ADR 0 26.2783 919.67 BROKERAGE 1.40 ESI SECURITIES COMPANY (ID: 25157Y-20-2) 35.000 26.316 (921.07) 7/12 7/17 Purchase GDF SUEZ SPONS ADR 0 20.0639 4,313.74 BROKERAGE 8.60 TAX &MR SEC 8.63 ESI SECURITIES COMPANY (ID: 361608-10-5) 215.000 20.144 (4,330.97) 7/12 7/17 Purchase GLAXOSMITHKLINE PLC SPONS ADR • 52.864 6,343.68 BROKERAGE 4.80 ESI SECURITIES COMPANY (ID: 37733W-10-5) 120.000 52.904 (6,348.48) 7/12 7/17 Purchase HSBC HOLDINGS PLC SPONS ADR 0 54.8648 7,955.40 BROKERAGE 5.80 ESI SECURITIES COMPANY (ID: 404280-40-6) 145.000 54.905 (7,961.20) 7/12 7/17 Purchase IMPERIAL TOBACCO PLC ADR et 68.335 5,466.80 BROKERAGE 3.20 ESI SECURITIES COMPANY (ID: 453142-10-1) 80.000 68.375 (5,470.00) 7/12 7/17 Purchase KIRIN HOLDINGS COMPANY LTD SPONS ADR 0 16.35 5,313.75 BROKERAGE 9.75 ESI SECURITIES COMPANY (ID: 497350-30-6) 325.000 16.38 (5,323.50) 7/12 7/17 Purchase MTN GROUP LTD SPONS ADR O 19.1895 7,196.06 BROKERAGE 11.25 ESI SECURITIES COMPANY (ID: 62474M-10-6) 375.000 19.219 (7,207.31) JP Morgan Page 16 of 19 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00045909 SDNY_GM_00315107 EFTA01518666