CHISLAINE MAXWELL-TAP DYS ACCT. For the Period 6/1/I3 to 6/30/13 TRADE ACTIVITY Note: S indicates Short Term Realized Gain/Loss Trade Date Type Description Quantity Per Unit Amount Proceeds Tax Cod Realized Galn/Loss Settle Date Selection Method Settled Sales/Maturdes/Redemptions 6/6 6/7 Sale High Cost PIMCO EMERGING LOCAL BOND-P (ID: 72201M-394) (491.334) 10.27 5,048.00 (5,424.33) (378.33) S 6/6 6/7 Sale High Cost GATEWAY FUND-Y (ID: 367829-88-4) (721.477) 28.17 20,324.00 (19,898.34) 425.66 S 6/7 6/10 Sale High Cost PIMCO EMERGING LOCAL BOND-P (ID: 72201M-39-6) (491.220) 10.25 5,035.00 (5,423.07) (388.07) S 6/18 6)19 Sale High Cost JPM TR I MLT SC INCOME FD - SEL FUND 2130 JP MORGAN CHASE BANK AS SHAREHOLDER SERVICING AGENT 0 10.18 (ID: 48121A-29-0) (1,003.831) 10.18 10,219.00 (10,299.31) (80.31) S 6/24 6/25 6124 6:25 Sale High Cost JPM TR I MLT SC INCOME FD - SEL FUND 2130 JP MORGAN CHASE BANK AS SHAREHOLDER SERVICING AGENT* 9,98 (ID: 48121A-29-0) (993.387) 9.98 9,914.00 (10,192.15) (278.15) S Sale High Cost PRUDENTIAL TOTAL RETURN BD-Z (ID: 744408-40-5) (720.144) 13.85 9,974.00 (10,499.70) (525.70) S Total Settled Sales/Maturities/Redemptions 880,512.00 (881,738.80) (81,224.90) S Trade Date Settle 517 Type Description Quantity Per Unit Amount Market Cost Settled Securities Purchased 6/11 6/12 Purchase SIT DIVIDEND GROWTH FUND-I (ID: 82980D-70-7) 624.804 16.57 (10.353 00) (10.022 00) 6/14 6/17 Purchase COHEN 8 STEERS PREFERRED SECURITIES AND INCOME FUND INC (ID: 19248X-30-7) 751.274 13.34 J. P. Morgan Accour Page 15 of 16 Consolidated Statement Page 65 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00045874 SDNY_GM_00315072 EFTA01518636